Financing

The SBA’s Waiver for Passive Investors With Prior Loan Defaults

Excerpt from the SBA policy notice setting out the three threshold criteria for the Non-controlling Minority Equity Investor waiver

Earlier this month, the SBA clarified its policy relating to businesses whose INVESTORS had stakes in OTHER businesses that previously defaulted on an SBA loan.

Under the previous policy, a loan applicant could be deemed ineligible if any of their investors had previously been involved—even passively—in an investment that defaulted on a federal loan and caused a loss to the government.

This made it particularly difficult for searchers and other business buyers who relied on investor backing: since their investors would routinely fall into this category, the searcher or business buyer could find themselves ineligible for 7(a) financing.

The SBA announced a DISCRETIONARY waiver for this policy, subject to a few conditions.

To be considered, the investors must:

  • have held <20% of the business with the prior loss; and
  • not have been a co-borrower or guarantor on the prior defaulted loan; and
  • have been a passive investor (i.e. no control of the business).

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